Verified· 2 sources

OSFINcontrol AG

Summary

About the company

The core activity of FINcontrol Suisse AG is the independent supervision of asset managers and trustees in the Swiss financial market. It verifies compliance with licensing requirements and conduct obligations in accordance with FIDLEG and FINIG and acts as a regulatory partner for financial institutions.

AI-generated

Offering

Products & services

✓ Offered6

Oversight of asset managers and trustees

Oversight of asset managers and trustees approved by FINMA; review of ongoing compliance with FINIG, FIDLEG and GwG as well as the approval requirements.

Preliminary review of authorisation applications

Preliminary review of authorisation applications for independent asset managers and trustees; assessment of the submitted documentation for suitability for authorisation within the affiliation and authorisation procedure.

Audit and supervisory concept

Principles for supervisory and audit activities of OSFINcontrol AG and external audit firms; definition of the tasks and duties of the affiliated financial institutions.

Recognition of audit firms and lead auditors

Recognition and continuously updated lists of accredited audit firms as well as recognised lead auditors for the supervised financial institutions.

Tariff and fee regulations

Regulation of the costs for affiliation, ongoing supervision and additional fee schedules, as well as the recharging of FINMA fees to the supervised institutions.

Outbound Leads by COHAGA

Looking for direct email addresses and phone numbers?

Leadhub delivers verified contact details and decision-makers from over 750,000 Swiss companies — management, procurement, marketing, HR.

Discover Leadhub

OSFINcontrol AG

About the company

Products & services

Looking for direct email addresses and phone numbers?

OSFINcontrol AG

About the company

Products & services

Looking for direct email addresses and phone numbers?

No knowledge articles yet

OSFINcontrol AG in comparison

Industry comparisons are coming soon