The core activity of WMZ Legal and Compliance GmbH (LC) is to provide services in the areas of risk management, compliance, and legal consulting for external asset managers and financial service providers. This includes, in particular:
* Risk management outsourcing: development and implementation of risk matrices and internal control systems
* Compliance outsourcing: assumption of tasks such as AML and customer controls, transaction monitoring, and investment compliance
* Legal consulting: advice on matters related to the financial sector and creation of model contracts
* FINMA licensing support: support in the establishment of financial service providers and the fulfillment of regulatory requirements.
The company acts as an external partner for asset managers and financial service providers to support them in fulfilling their regulatory obligations and improving their internal processes.