Catey GmbH provides financial advice to executives as well as compliance-based asset management and discretionary portfolio management for private and corporate clients. It advises on stock option plans and deferred compensation and supports clients with investment compliance (insider and market-abuse rules) and US estate-tax issues.
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Discretionary management of client funds at a custodian bank based on a written asset management agreement and a defined investment strategy.
Compliance-based portfolio management
Monitoring and management of pre-approved investment portfolios for executives with insider trading restrictions, including reporting to the Compliance department.
Advisory on stock options and deferred compensation
Advisory and support throughout the entire life cycle of stock option plans, from Grant and Vesting to Exercise and investment of the proceeds.
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