SWISSTOCKS SA produces and publishes financial company profiles and fact sheets, primarily covering small- and mid-cap companies in the energy sector with a focus on renewable and alternative energies. The fact sheets are based on publicly available information or data provided by the companies and do not include buy or sell recommendations; SWISSTOCKS SA also prepares more detailed paid analyses on request.
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Industry:Financial Services
✓ Offered7
Risk Governance
Risk governance for Swiss banks, including risk appetite statements, the three-lines-of-defence model, board and risk-committee reporting, policy rationalisation and FINMA documentation.
Credit and Counterparty Risk
Credit and counterparty risk services for banks, including limit calibration, counterparty exposure methodology, model validation, independent challenge and remediation of audit findings.
Liquidity and Treasury Risk
Liquidity and treasury risk services with LCR/NSFR steering, stress testing, crisis reporting, contingency funding plans and advisory on funding and deposit campaigns.
Regulatory Compliance
Regulatory compliance services with FINMA gap analyses, CAO/LiqO/ERV impact assessments, sanctions, AML and fraud-prevention control reviews, and regulatory reporting quality assurance.
Audit Remediation
Audit remediation with triage and structuring of internal and external findings, remediation plans, evidence packs, and lessons-learned reviews with control redesign.
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